发布资金信息 发布项目融资 申请上市辅导 发布金融峰会 发布文章资讯
  • 首页
  • 项目融资
  • 投资意向
  • 金融人才网
  • 金融峰会
  • 投行俱乐部
  • 投行快讯
  • 私募股权
  • 上市培训
  • 香港上市
  • 香港股票
  • Series 82

       时间:2018-05-02 21:22:01     浏览:90    评论:0    
    核心提示:An exam administered by the Financial Industry Regulatory Authorityfor individuals seeking to become private securities offering representatives. A person who passes the Series 82 can only offer private placement offering on original issues. These securit


    An exam administered by the Financial Industry Regulatory Authority for individuals seeking to become private securities offering representatives. A person who passes the Series 82 can only offer private placement offering on original issues. These securities are sold to private investors directly, rather than to the public as with an IPO.

    The test consists of 100 questions taken over 150 minutes. A score of 70% or better is required for passing.




    Taobiz explains Series 82
    The creation of the Series 82 was mandated under the Gramm-Leach-Bliley Act of 1999. It is a very limited exam and should only be taken by people who do not wish to engage in the sales or marketing of any other securities such as stocks or bonds. Also, the Series 82 only makes one eligible to participate in the primary offering of private placements, not in any secondary market trading.








     
    打赏
     
    更多>同类金融学院
    0相关评论

    推荐图文
    推荐金融学院
    点击排行
    关于我们 | 组织结构 | 企业文化 | 公司动态 | 管理团队 | 行为准则 | 投资策略 | 投资保障 | 风险控制 | 经典案例 | 联系我们 | 网站地图 | 广告服务 | RSS订阅 | 友情链接
    Copyright © 2006-2018 金融学院 Inc. All rights reserved.
    粤ICP备16012416号
    联系我们
    QQ咨询
    电话咨询
    email
    在线留言
    微信联系
    返回顶部